Businesses>Investment Banking

Investment banking is the featured business of Topsperity Securities. In recent years, Topsperity Investment Banking focuses on the needs for diversified financing by enterprises and diversified investment by investors to promote the interplay of "investment + investment banking" via the twin drivers of equity and debt business in order to become one of the most distinctive investment banks in the industry. Compared with comprehensive large investment banks, the firm possesses the following characteristics:

"Professional and proficient" business execution: In the recent three years, IPO success rate and M&A and reorganization approval rate have exceeded the industry average. The firm is actively exploring high-quality regional markets, and also developing innovative businesses such as financial bonds, green bonds, Free Trade Zone bonds and overseas bonds based upon customer needs to provide diversified financing services for enterprises.

"Profound and proficient" focus on industries: In recent years, the firm has made substantial breakthrough in underwriting bonds for public utilities. The equity business has secured its distinctive investment banking presence focusing on health, consumption, technology, Internet, intelligent manufacturing, etc., to further concentrate on advantageous regions for its differentiated core competitiveness.

Echo the market demand to build a transactional investment bank: Relying on its own successful experience in ecosystem for M&A and industrial operation, the firm will make use of ecosystem resources to vigorously enhance M&A capabilities, further expand the broad space of non-channel business, and meet the growing M&A demand of A-share listed companies and non-listed companies due to serious valuation differentiation and increased exit pressure.

With the help of technological means, the firm has strengthened its risk control capability, consolidated the business guarantee and support mechanism, continuously improved business quality and innovation, introduced high-quality customers and outstanding talents in the industry, and developed the brand influence as an investment bank.

The firm gives full play to the platform advantages of "private equity + alternative" subsidiaries, and combines abundant project resources at the investment banking side with the equity investment layout and the creation of PE investment funds to promote the overall value of the project, meanwhile the firm resonates with the policy requirements of SSE STAR on the co-investment of alternative investment subsidiaries under securities brokers with their own funds, and will further develop the "investment + investment bank" mode and extend the full value business chain of securities brokerage.

The overseas business will also continue to enrich the business structure of Topsperity Investment Bank, which has completed several overseas asset restructuring businesses. In the future, the firm will further leverage its professional and proficient R&D strength, continuous innovation capabilities and broad international vision to actively explore the overseas bond issuance market and provide global financing services for customers.