Asset Management is the most competitive sector with the highest growth potential for Topsperity Securities. Since the Asset Management Business was launched in 2010, it has always adhered to the focus on customer interests, innovative development as the driver, and risk control and compliance as the bottom line, so as to maintain a fast growth momentum in the industry. With the continuous development and innovation of the broad investment management industry, Topsperity Securities Asset Management insists on keeping pace with the times, puts forward the concept of enabling business development with fintech, and forms the development mode of "one body, two cores and two wings," i.e. with financial products as the body, investment research management and sales services as the two wings, focusing on building two core businesses of investment management and asset securitization, while actively developing innovative businesses such as public REITs, and building the new business mode and profit mode.

Topsperity Securities Asset Management advocates the concept of value creation based on research which drives investment in order to continuously reinforce the core competitiveness of "professional investment research + professional service". Thanks to the investment management capabilities in such domains as fixed income, equity, derivatives, quantification, FOF/MOM, alternative investment, etc., the firm strictly ensures the bottom line of compliance and risk control, provides tailor-made investment management service schemes for customers, and delivers product systems with different risk and income characteristics, from liquidity management, fixed income, fixed income+, to exchange-traded and OTC derivatives, multi-asset and multi-strategy allocation, equity and so on. In terms of customer services, the firm strives to provide customers with integrated professional services for asset preservation and value increase, based on our insight into the value of listed companies.

Due to its pioneering R&D and innovation capability in the industry, Topsperity Securities Asset Management has successfully issued the first hybrid trade and finance asset-backed securities, the first paper bank note asset-backed securities, the first PRE-ABS innovation fund in the market as well as other special products, and is actively involved in the application for the first batch of public REIT pilot projects. By the end of 2020, altogether 227 asset securitization products were issued, with an issuance scale of 459.2 billion yuan, ranking second in the industry. In addition, Topsperity Securities Asset Management and ChinaBond Indices jointly launched the first cross-market consumer securitization mezzanine index --- "ChinaBond-Topsperity Consumer Finance Mezzanine Asset-Backed Securities Index", and cooperated with China Securities Index (CSI) to develop the first securitization index in the CSI system --- "China Securities - Topsperity Consumer and Supply Chain Finance Asset-Backed Securities Index", which has set up an industry benchmark.